Government Relations

As a member of the Financial Planning Association, you have a voice in shaping FPA positions on various government activities and are the first to learn about state and federal legislative and regulatory provisions that could affect the way you do business.

The Government Relations office of FPA, based in Washington, D.C., exclusively represents members' interests before federal and state regulators and lawmaking bodies to leverage a more unified voice on issues affecting financial planning.

Services

  • Highlights current trends and changes in compliance requirements, particularly in the securities area
  • Coordinates comment and lobbying efforts with local FPA groups on issues of state interest
  • Promotes best compliance procedures for the financial planning profession
  • Provides assistance in helping members more fully understand their compliance needs